Registered Entities that are subject to a Compliance Audit will receive notice at least 90 days in advance of the audit. The notice will include details on the compliance monitoring period for the audit, a list of the requirements that will be included in scope, and any initial Requests for Information (RFIs) that must be submitted to MRO in advance of the audit.‚Äč

If you have questions regarding Compliance Audits, please contact: